INVESTING WITH OM INVESTMENT MANAGEMENT  

Your experience with OM will begin with an active consultation to assess your short and long-term objectives, risk tolerance, and time horizons. Key topics will include:

• Your comfort with investment volatility

• Current and future cash flow needs

• Charitable endeavors

• The financial legacy you want to build for your family

Before making adjustments to any part of your current portfolio, we perform a diagnostic review of your existing assets. This in-depth analysis will often include:

• Analyzing tax and financial statements to determine your current financial landscape and asset allocation

• Examining company ownership requirements that affect your ability to diversify out of concentrated positions in an employer's stock

• Reviewing your long term family and estate plans to ensure that asset location supports those objectives

Next, we apply our in-depth analysis to design an appropriate asset allocation framwork for your portfolio that will help you achieve your aspirations and meet your liquidity needs while minimizing risk. We recommend a long-term investment policy accompanied by tactical asset allocation targets. The personalized plan that we develop incorporates individual securities and specialized investment approaches.

Once a plan is in place, our work has just begun. We proactively monitor each portfolio and implement modifications based on economic developments, world events, or changes in a client's personal circumstances.

PRIVATE WEALTH MANAGEMENTENT

Investment Consulting Services
Financial Planning
Estate Planning
Alternative Investments
Education Planning
Retirement Planning
Income Tax Planning

PERSONAL SERVICES

Wealth Management
Trust Services
Insurance Services
Business Transition Planning
Education Planning
Retirement Planning
Income Tax Planning 

RISK MANAGEMENT 

While OM provides a high level of expertise, strategic mapping, and dedicated personalized investment strategies, no financial services firm is able to guarantee results. Market conditions often change suddenly and unpredictably. For these reasons, historic returns should not be considered indicative of future performance. Investment products are subject to market risk, fluctuation in value, and potential loss of principal.

The firm determines each client's specific requirements and develops individual investment programs that fit the personal investor's profile.

Among the added values of OM Investment Management's investment advice are:

• Safekeeping and custody of clients' accounts by Fidelity Investments, Goldman Sachs, and/or JP Morgan.  In addition, security of assets are covered by SIPC insurance
• Long-standing close relationships with top tier Wall Street forms, money managers, and alternative asset manager
• For qualified and institutional investors, access to alternative asset investment options from leading hedge fund and private equity managers
• Private Portfolio Management
• Stock and bond margin loans.
• Access to timely research that is responsive to changing market conditions
• Confidentiality

ANALYSIS OF CONCENTRATED EQUITY POSITIONS

 OM has extensive experience in serving families whose holdings include concentrated equity positions, and we are well practiced in the full range of diversification strategies.

REPORTING TO CLIENTS

Our reporting surpasses that of traditional banks, brokerages, and investment advisors in its depth of analysis and level of customization. Reports reflect individual tax considerations and provide a discussion of the cost benefit to investment decisions versus predetermined after-tax benchmarks.

SERVICE AND CUSTOMIZATION

OM’s approach is comprehensive. We are active participants in every dimension of our clients’ financial lives—from direct advice on structuring a business transaction, to tax optimization strategies and investment policy alternatives. Whatever the issue, we respond creatively and resourcefully with analysis, judgment, and follow-through.